Public and Private
Issues
A "public" bond issue is approved by a securities agency which ensures disclosure through a "prospectus" or "information circular". It is important to note that disclosure does not mean investment suitability. A highly speculative bond issue is allowed, as long as the speculative nature is adequately disclosed. A "private placement" is something directly negotiated between the issuer and a lender or group of lenders and is restricted in trading under securities law. This means that only "sophisticated investors" may purchase or trade in these securities. This usually means some minimum investment restriction, for example in Ontario a minimum purchase amount of $150,000.
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